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Navigating the Employee Retention Credit (ERC) Voluntary Disclosure Program: A Step-by-Step Guide



It's not uncommon for companies to face challenges in navigating the intricate web of tax credits and incentives. The Employee Retention Credit (ERC) has been a vital lifeline for many businesses, providing financial relief during uncertain times. However, as with any complex system, errors can occur in the filing process, and it's crucial for businesses to address and rectify these discrepancies promptly.


In this article, we'll dive into the intricacies of the ERC Voluntary Disclosure Program, a unique opportunity for businesses to correct any errors in their previously filed ERC claims. Understanding the process, required forms, and key deadlines can make a significant difference in ensuring compliance and financial stability.


The ERC Voluntary Disclosure Program: An Overview

The Employee Retention Credit has been a cornerstone of the government's efforts to support businesses during challenging economic conditions. While the ERC has provided much-needed relief, it's essential for businesses to ensure the accuracy of their filings. The Voluntary Disclosure Program is designed for those who suspect or know that their filed ERC claims contain inaccuracies or fraudulent information.


Key Points to Consider:


Form 15434: The Starting PointAt the heart of the ERC Voluntary Disclosure Program is Form 15434. This form serves as the primary document through which businesses can rectify errors in their ERC filings. It is crucial to thoroughly review and complete this form with accurate information to ensure the correction process is smooth and effective.


Form SS-10: Seeking GuidanceFor businesses uncertain about the correct course of action, Form SS-10 provides an avenue for seeking guidance from the IRS. This form can be particularly helpful if there are uncertainties about the eligibility criteria or if you need clarification on specific aspects of the ERC Voluntary Disclosure Program.


Additional Forms: 8822-B and 2848Depending on the circumstances, businesses may need to fill out additional forms, such as 8822-B (Change of Address) and 2848 (Power of Attorney and Declaration of Representative). These forms play a crucial role in ensuring that all relevant information is updated and accurate.


Voluntary Payback Minus 20%The Voluntary Disclosure Program comes with a unique feature – a voluntary payback of the claimed ERC amount, minus 20%. This offers businesses a fair opportunity to rectify their filings while demonstrating transparency and commitment to compliance.


  • Submission Process: Electronic FilingFiling corrections under the ERC Voluntary Disclosure Program can be done conveniently through electronic means. By visiting IRS.gov/dut and clicking the blue "Use the Document Upload Tool" box, businesses can streamline the submission process, ensuring efficiency and accuracy.


  • Full Payment Equals No Penalty or InterestBusinesses opting for the ERC Voluntary Disclosure Program and choosing to pay the full 80% of the claimed ERC amount during the filing process will not face any penalty or interest charges. This incentive encourages businesses to rectify errors promptly and fulfill their financial obligations with the IRS.


Addressing Partially Correct ERC Filings

For businesses that have realized their previously filed ERC claims were only partially correct, the amendment process is a critical step. Correcting the inaccuracies promptly ensures compliance with IRS regulations and avoids potential legal consequences.

Steps to Amend Partially Correct ERC Filings:


  • Identify Inaccuracies: Conduct a thorough review of the initially filed ERC claim to identify any inaccuracies or missing information.


  • Complete Form 15434: Begin the amendment process by completing Form 15434. This form is instrumental in providing the IRS with accurate and updated information regarding the ERC claim.


  • Additional Forms if Required: Depending on the nature of the inaccuracies, businesses may need to fill out additional forms, such as 8822-B and 2848, to ensure comprehensive correction.


  • Calculate Voluntary Payback: Determine the correct amount owed to the IRS, taking into account the 20% reduction for participating in the Voluntary Disclosure Program.


  • Electronically Submit Corrections: Utilize the electronic filing option on IRS.gov to submit the amended ERC claim, ensuring a seamless and efficient process.



The ERC Voluntary Disclosure Program is a proactive approach for businesses to rectify any errors or fraudulent claims related to the Employee Retention Credit. By adhering to the outlined steps and deadlines, businesses can ensure compliance, avoid penalties and interest charges, and foster a transparent relationship with tax authorities.


As the March 22, 2024 deadline approaches, it's paramount for businesses to assess their ERC filings and take necessary actions promptly. The Voluntary Disclosure Program not only rectifies errors but also demonstrates a commitment to ethical and transparent business practices.

In the ever-evolving landscape of tax regulations, staying informed and proactive is the key to financial stability and compliance. The ERC Voluntary Disclosure Program is an opportunity for businesses to navigate the complexities of tax credits with integrity, ensuring a solid foundation for future success.


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